Table of Contents
- Why do organizational plans fail and how can you align your team for success?
- Genres
- Apply the Prussian army’s timeless management wisdom to your business.
- A pernicious legacy
- The theory of friction
- A new way forward
- Strategy as intent
- Briefing and backbriefing
- The right people
- Directed opportunism in the world
- Conclusion
Why do organizational plans fail and how can you align your team for success?
Learn how to bridge the gap between business planning and execution. Stephen Bungay’s framework uses proven military strategies to align and empower your team.
Keep reading to learn how to apply directed opportunism in your organization and turn strategic intent into measurable business outcomes
Genres
Productivity, Personal Development, Management, Leadership, Career Success
Apply the Prussian army’s timeless management wisdom to your business.
The Art of Action (2010) looks at why organizations so often fall short between what they plan, what they do, and what happens as a result. Drawing on lessons from nineteenth-century Prussian military strategy, it argues that leaders should set clear intent and then empower teams instead of trying to control every move. The approach focuses on three big gaps – knowledge, alignment, and effects – that show up in complex, uncertain environments where traditional planning breaks down.
You’ve seen it happen – maybe even lived it. Your organization faces mounting complexity, so leadership launches initiative after initiative to regain control. Yet somehow, instead of clarity, you get more confusion. Instead of results, you get endless activity. Accountability becomes impossible to trace, so management installs more controls – which only makes decision-making slower and more frustrating. Trust erodes. Morale plummets. The cycle feeds on itself.
Why does this keep happening? And more importantly, what can you actually do about it?
The answer lies not in the latest management theory, but in lessons forged on nineteenth-century battlefields. The Prussian army faced remarkably similar challenges: How do you execute strategy when the world refuses to cooperate with your plans? Their solution – born from humiliating defeats and painstaking refinement – remains startlingly relevant today.
In this summary, you’ll learn about the theory of friction and how it creates three critical gaps between your plans, your actions, and your outcomes. You’ll discover a battle-tested approach for bridging these gaps, and you’ll see how to adapt these principles to your specific business context. By the end, you’ll view organizational challenges through an entirely new lens – one that’s over two centuries old yet more practical than ever.
A pernicious legacy
The roots of modern management stretch back to the Industrial Revolution, when factories emerged as the dominant organizational model. These early enterprises functioned essentially as machines, with workers serving as simple, interchangeable cogs.
This mechanistic worldview reached its apex in Frederick Winslow Taylor’s influential 1911 treatise, The Principles of Scientific Management. Taylor’s vision was striking in its clarity: managers should function as programmers, workers as programmable robots. Everything necessary for optimal performance could, in principle, be known and controlled. Management was a type of engineering – nothing more, nothing less.
Contemporary management thinking has ostensibly moved beyond this reductionist framework. Today’s literature urges leaders to empower rather than command, to inspire rather than program, to catalyze change rather than maintain control. Yet scratch beneath the surface and Taylor’s ghost lingers. Performance metrics still reflect engineering logic, and practical guidance on implementing these loftier ideals remains frustratingly vague.
Here’s the fundamental problem: engineering approaches thrive in predictable, stable environments. Our world is neither. This mismatch creates three persistent gaps that plague organizations.
First, the knowledge gap separates plans from outcomes. Perfect information remains forever out of reach, making flawless planning impossible.
Second, the alignment gap divides plans from actions. Even the most detailed instructions can’t account for human independence and interpretation.
Third, the effects gap lies between actions and outcomes. The business environment’s inherent unpredictability means our actions never produce entirely expected results.
The solution? An approach called directed opportunism, discovered not in boardrooms, but on nineteenth-century battlefields where Prussian commanders faced remarkably similar challenges.
The theory of friction
Carl von Clausewitz joined the Prussian Army at age twelve in 1780, serving in combat just one year later. Over two decades of military service – including devastating defeats by Napoleon and eventual triumph – he accumulated hard-won insights about the nature of warfare. His magnum opus, Vom Kriege (which translates to On War), spanning over 1,000 pages across 125 chapters, introduced a concept that would prove prophetic for understanding organizational challenges centuries later: friction.
Friction emerges whenever individuals with independent wills attempt collective action in fast-changing, unpredictable environments. It’s what makes executing strategy so maddeningly difficult for armies – and organizations. This isn’t a military phenomenon; it’s a human one. Friction arises from our fundamental finitude: we simply can’t know everything we need to know.
When perfect knowledge remains forever out of reach, steering collective enterprises requires more than data – it demands communication and alignment of wills. But here’s where things get even more complicated. Organizations don’t operate in isolation. They function within chaotic external ecosystems where their actions collide with the independent wills of customers, competitors, and regulators.
Friction directly generates the three gaps that plague execution. The knowledge gap springs from our inability to know everything. The alignment gap emerges from the challenge of coordinating independent human wills. And the effects gap reflects environmental unpredictability.
Our instinctive response to these gaps typically makes matters worse. We gather more data, craft more detailed plans, issue more specific instructions, and tighten control mechanisms. Yet this approach often amplifies the very problems it aims to solve. Additional data creates noise rather than clarity; excessive detail breeds confusion rather than precision.
Breaking this cycle requires abandoning our knee-jerk reactions and embracing a different approach. In the next sections, we’ll find out what that approach is.
A new way forward
In 1806, Napoleon’s forces delivered a catastrophic double blow to Prussia at Jena and Auerstedt, shattering what had been considered a formidable military machine. The humiliation sparked a radical transformation. Under Helmuth von Moltke the Elder’s leadership, Prussia developed Auftragstaktik – a revolutionary system that directly confronted the three gaps plaguing military execution.
Von Moltke addressed the knowledge gap by prescribing acceptance rather than denial: acknowledge uncertainty, limit plans to essentials, and work with available information rather than fantasizing about perfect insight. For the alignment gap, he reversed traditional hierarchies: each organizational level defined how to achieve objectives, with senior commanders providing only necessary context – nothing more. For the effects gap, he institutionalized initiative within boundaries: junior officers weren’t just permitted but required to deviate from orders when circumstances demanded, provided their actions aligned with higher-level intent.
What makes Auftragstaktik so enduring? Unlike post-Industrial Revolution management theories developed in ivory towers, these principles emerged from brutal battlefield testing – refined through countless iterations under extreme pressure. Their effectiveness explains why armed forces worldwide, including NATO’s “mission command” framework, have adopted these methods.
Some forward-thinking businesses today exhibit mission command characteristics, enabling rapid decision-making and execution in complex environments. This directed opportunism approach allows organizations to navigate uncertainty without succumbing to paralysis or chaos.
The Prussian solution wasn’t more planning, tighter control, or additional data. It was clarity about what truly mattered, trust in people closest to the action, and freedom to adapt within defined boundaries. So the question now is, how do we systematically apply these principles? The answer begins with confronting the knowledge gap head-on.
Strategy as intent
Many organizations come together behind a strong vision or purpose. But businesses operate in competitive arenas where something else is essential too: strategy. This is where many leaders stumble – they confuse strategy with exhaustive planning, falling headlong into the knowledge gap’s trap by attempting to predict an inherently unpredictable future.
Real strategy isn’t a detailed map; it’s a blueprint for decision-making that answers one fundamental question: How will we compete? In constantly shifting business environments, strategy functions as a compass. It provides either a heading, a destination, or both – but never pretends to chart every rock and rapid along the way.
Strategic thinking operates as a continuous loop connecting aims, opportunities, and capabilities. It’s iterative by nature: analyze the landscape, test assumptions, identify patterns, then begin again. This process seeks insight into competitive advantage while embracing calculated risk. The key word here is “calculated” – strategy should be bold but never reckless, ambitious yet grounded in reality.
At its core, strategy is intent: the decision to act now to achieve a desired future outcome. Think of it as a staircase – a logical sequence of steps leading either to a specific destination or to a position that reveals new possibilities.
The staircase’s direction hinges on a company’s main effort – the single priority that supersedes everything else. For some companies, that’s product excellence. For others, it might be affordability or customer satisfaction. Whatever it is, clarity here is nonnegotiable.
Defining your main effort creates organizational focus and energy. More importantly, it empowers people throughout the company to make confident trade-offs when priorities conflict. Suddenly, each step becomes clearer, each decision is less agonizing, and the climb is more purposeful. Without this anchor, strategy devolves into wishful thinking – a map to nowhere, drawn with imaginary precision.
Briefing and backbriefing
The alignment gap poses a deceptively simple question: How do you get everyone on the same page? The answer isn’t about motivation or culture – it’s about information architecture.
Prussia’s catastrophic defeats at Jena and Auerstedt gave them new understanding: survival demands flexibility, which in turn requires at least some autonomy at every organizational level. But autonomy without coordination leads to chaos. The solution is making sure each level possesses precisely the right information.
It starts with a statement of intent – a simple distillation of the company’s strategy. This statement then flows downward through briefings tailored to each level. The formula is elegant: every unit receives the higher company intent – the “what” and the “why” – but from no more than two levels up. They also get instructions on the “how” – what tools they have to complete the task, where they should concentrate their efforts, and how much freedom and constraints they have.
Then comes the crucial reversal: backbriefing. Each unit takes its assigned tasks, adds operational specifics, and presents them upward for validation and adjustment. This two-way flow – briefing down, backbriefing up – creates what’s called a briefing cascade.
Here’s the catch: this system only works if a few things are already in place. The organization’s structure has to match its strategy. The hierarchy has to make sense. Accountability has to be clear. And every unit needs leaders who are skilled enough to turn intent into action.
When those pieces line up, something powerful happens. The briefing cascade creates real understanding across the organization. Senior leaders get an accurate picture of what’s happening on the ground. Frontline teams understand the broader strategy. And everyone knows not just what to do, but why it matters and how their work fits into the bigger picture.
This is how you begin to close the alignment gap – not through exhortation or control, but through precise information flows that respect both autonomy and coherence.
The right people
Helmuth von Moltke understood something many leaders miss: organizational success doesn’t hinge solely on brilliant commanders making perfect decisions. It depends on the organization’s fundamental makeup – specifically, having the right people in leadership roles. These individuals need to balance two things: owning their decisions and adapting actions to fit their organization’s overall intent.
So where do you find such people? Start by knowing who to avoid. Some people perpetually delegate upward, refusing to take charge. Others swing to the opposite extreme – authoritarian micromanagers who crush team creativity. These outliers should raise immediate red flags.
Most people, fortunately, fall somewhere in the middle. They have leadership potential, but it needs development. In particular, they need training in two key skills: strategic thinking and effective briefing. Once they’ve mastered these, the skills spread naturally through the organization as those leaders start developing their own teams.
Unfortunately, even with all the training in the world, you can’t guarantee people will behave the way you want them to. But that doesn’t justify imposing strict controls. You have to realize that people typically act rationally within their subsystem’s incentive structure. They’re responding logically to the organizational setup surrounding them.
The answer isn’t tighter oversight; it’s smarter system design. By examining and adjusting the subsystems, you can influence behavior far more effectively than through surveillance or punishment.
That doesn’t mean accountability disappears. You still need metrics that show whether the organization’s intent is actually being carried through at every level. The danger is treating those metrics as the goal instead of a tool. They should support the strategy, not replace it.
Von Moltke’s insight still holds: building a capable organization isn’t about controlling people. It’s about creating systems where capable people can thrive. When the subsystems work, and the right skills are in place, leadership grows naturally rather than being forced from the top down.
Directed opportunism in the world
We’ve now looked at how directed opportunism—rooted in Prussian Auftragstaktik and modern mission command—can bridge the gaps between plans, actions, and outcomes. But here’s the truth: every business is different. This approach needs to be adapted, not copied blindly.
So how do you go about adapting it? Start by distinguishing three domains: strategy, execution, and tactics.
Strategy, as we’ve defined it, is your competitive intent – how you choose to compete. Execution is about using your advantages through independent, aligned thinking across the organization. Tactics are your standard operating procedures: the routines and SOPs that guide day-to-day work.
The key question is how you allocate resources across these three areas. And that looks different for every business. A fast-food chain depends on tactical precision. Streamlined SOPs – like exact steps for preparing each meal – create an advantage by enabling lower-skilled hiring and dramatically cutting costs. But try applying that same model to a consulting firm and it falls apart. Consultants need room to adapt to wildly different client needs. Rigid procedures turn into straitjackets, not support.
Beyond these strategic choices, leaders need to master a final trinity: directing, managing, and leading.
Directing is intellectual work. It’s about explaining what needs to be achieved and why, so people are mentally prepared for what’s ahead. Managing is physical work – putting people and resources in the right place so they can actually get the job done. And leading is emotional: building the motivation and resilience people need when things get tough.
What separates mediocre leaders from great ones is understanding that all three matter equally. You can’t outsource any part of this trio. Leaders who excel at only one or two create unbalanced organizations that crumble under pressure.
But when you bring all three dimensions together – and apply the other ideas we’ve covered in this summary – you build something stronger. You create an organization that can thrive in a competitive, unpredictable world instead of just trying to survive it.
Conclusion
In this summary to The Art of Action by Stephen Bungay, you’ve learned that organizational complexity often creates more problems than it solves – launching endless initiatives that generate confusion instead of results. The solution comes from nineteenth-century Prussian military thinking, which identified friction as the main challenge.
Friction creates three gaps: the knowledge gap, the alignment gap, and the effects gap. The Prussian response – Auftragstaktik – bridges these gaps through clear strategic intent, decentralized execution, and empowered decision-making at every level.
The principles of Auftragstaktik can be used in the business world through an approach called directed opportunism. By implementing briefing cascades; developing capable leaders; balancing strategy, tactics, and execution; and directing, leading, and managing simultaneously, you’ll build resilient organizations that thrive amid uncertainty.